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T. Rowe Price is expanding its lineup of target-date funds.
May 23 -
Many financial advisors struggle with the issue of efficiency and complain they simply dont have enough time to execute new ideas in their practice because they are so busy managing clients. Ken Haman says advisors spend too much time responding to incoming telephone calls from clientsin fact, prioritizing the demands of various clients above their own business priorities. Its time for all of that to change.
May 23
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Mutual funds picked up $8.51 billion for the week ended Wednesday, May 15, according to the Investment Company Institute, but bond funds suffered.
May 23 -
Wells Fargo added a former Edward Jones advisor in Hudson, Ohio.
May 23 -
Direxion Funds' CEO Dan O'Neill examines new products and strategies that will be the next phase in the evolution of ETFs.
May 23 -
Federal Reserve Board Chairman Ben Bernanke told lawmakers that his concerns about financial stability risks from historically low interest rates have "increased a bit."
May 23 -
Direxion Funds, based in Boston, is known for creating innovative tactical exchange-traded funds, particularly leveraged index funds.
May 23 -
A generation of millennials faces a slew of challenges in trying to save for retirement.
May 22 -
In a deal that could almost double its total revenue, J.W. Cole Financial, a Tampa, Fla., independent broker-dealer, announced Wednesday that it completed its acquisition of Financial Advisers of America.
May 22 -
Aberdeen Asset Management PLC wrapped up its acquisition of Artio Global Investors, a U.S. publicly-listed asset manager, effective May 21.
May 22 -
Hedge funds returns have stayed lackluster this year, with the $2.3 trillion industry trailing the gains of the Standard & Poors 500 Index by about 10 percentage points, according to Goldman Sachs Group Inc.
May 22 -
Under a new program, advisors and relationship managers will team up to serve clients as equal partners.
May 22 -
The damage from Massachusetts latest action against sales of non-traded REITS by independent broker-dealers may not be fatal, but it should cause firms to reconsider their sales strategies, say industry observers.
May 22 -
Recruiting and hiring experienced, client-facing advisors with ultra high-net-worth experience is extremely difficult right now, with demand high and supply low.
May 22
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Boutique and hybrid models are poised for growth as larger firms cede market share, according to a new Cerulli report
May 22 -
Rick Ketchum, CEO of FINRA, announced that the regulator will discuss a proposal at its board meeting in July that would require brokers to publicly disclose the compensation they receive when switching firms.
May 22 -
Mutual funds picked up $8.51 billion for the week ended Wednesday, May 15, according to the Investment Company Institute.
May 22 -
The New Castle County Employees Pension Program, based in New Castle, Del., has opted to siphon a Madison Square Investors account in favor of Vanguard's index management.
May 22 -
Foreign dividend stocks and exchange traded funds may be helpful for investors looking for income, but not all foreign companies have histories of dividend increases.
May 22 -



