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Another money market fund is making its way toward the recycling bin.

“I’m all of 52 years old. I have a baby face. I have four children. I plan to be working for a long time,” Casady said.

It's been more than three years since the Securities and Exchange Commission adopted a new rule requiring boards to disclose whether and how they go about recruiting more diverse directors.

William Galvin, Secretary of the Commonwealth of Massachusetts, last week called out Charles Schwab & Co. for recently changing up its customer arbitration agreements by striking its investors' ability to join class action lawsuits.

Much ado has been made about the splashy start this year for equity funds.

Should mutual funds be backing off on holdings in gun and armament makers?

When it comes to social media, most advisors concentrate on LinkedIn for network building and Twitter for following the conversations. Facebook was not a priority, but that may be about to change.

Is there an actual fee war being waged among exchange-traded fund providers or are fees being adjusted merely according to standard operating procedure?

In first seven weeks of the year, $30 billion flowed in to equity mutual funds.

When FINRA boss Richard Ketchum suggested the group was pulling back from its effort to regulate RIAs, advisors cheered -- but some observers worried the story isn't over. On Twitter, Investment Advisor Alliance said:  'Pressure is off for now. But what happens when Congress is once again more favorable to FINRA's goal?' …

While U.S. investors remained net purchasers of mutual fund assets for the week ended Feb. 27, political uncertainty seems to have shaken them somewhat.

Are active exchange-traded funds just a gimmick? And is there a resolution in sight for any potential further reform of the money market mutual fund industry?

New York Life, the parent company of Mainstay Investments, has hired Don Desiderato as senior managing director and chief technology officer.

LPL is making big changes among its top executives.

ALPS has launched the U.S. Equity High Volatility Put Write Index Fund (HVPW), which tracks the NYSE Arca U.S. Equity High Volatility Put Write Index.

Investors in Los Angeles–based FPA funds will be glad to hear that effective April 1, all of the FPA Funds will be available as no-load funds.

The $825 million community bank has selected Infinex Financial Group as its new broker dealer.

When it comes to policing the way brokerages and advisors market themselves, the Financial Industry Regulatory Authority has turned into RoboCop.

The battle over the estate of the Godfather of Soul started not long after James Brown died in 2006. Now, the South Carolina Supreme Court issued a landmark ruling that may finally lay the epic feud to rest, and could establish an interested precedent for your clients.

One RIA has found an attractive niche: Americans working in the Middle East. The foreign focus has helped him accumulate $470 million in assets, but it is not without its hurdles.