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In May and July, another 45%—or 3.2 million accounts—will come onto the joint venture's platform.

Financial advisors can help their clients determine their retirement readiness.

As it turns out, losing to the S&P 500 last year wasn't quite as shameful as we thought.

The Chief Investment Strategist at Janney Montgomery Scott and Managing Director of Parker/Hunter Asset Management discusses his 26 years in the securities business.

Our legal expert marks an anniversary.

A three-part plan that enables advisors to go beyond basic financial planning.

Find a manager for whom you are priority No. 1 at deal time—not one who will woo you and forget you

Investors are going to demand adherence to international financial standards.

The more indispensable you are to the business, the less valuable it will be when you leave.

The chief executive officer of Foundation Source discusses the advantages of a knowledge of philanthropy.

The Dow Jones Industrial Average picked up another 66.22 points to close at 13,212.04 Friday while the S&P 500 added 5.19 points to finish at 1,208.47.

Tradewinds Global Investors, a subsidiary of Nuveen Investments, is throwing in the towel on its Global All-Cap Plus Fund.

Two federal civil suits against UBS will explore whether clients can legally rely on their private bankers' assertions that there is no need to disclose the accounts on their tax returns or sign required disclosures.

Henderson Global Investors Inc. has launched an all asset fund aiming at long-term growth of capital with lower volatility through flexible allocation across a wide range of asset classes around the world.

Peter Dorsey has been named the new managing director of institutional sales for TD Ameritrade Institutional, a division of TD Ameritrade, Inc.

Aston Asset Management, LP has promoted Mark Kim to managing director, Southeast region where he will be responsible for external sales. Kim has been with Aston for seven years.

How do you reach out to gun-shy investors and get them talking to their advisors, and vice versa?

Financial services firms, including mutual fund managers, admitted that they invited negative public perception by their actions, or inactions, according to the 2012 Makovsky Wall Street Reputation Study.

Mutual funds come in every shape, size and color imaginable. How else are newcomers and smaller fund firms supposed to contend against 8,500 of their peers, already extant?

There were more than 7,693 mutual funds at the end of February 2012, according data from the Investment Company Institute.