Subject Root Tag

Here’s an interactive slide show featuring the six firms that scored above the national average in J.D. Power and Associates’ 2012 U.S. Financial Advisor Satisfaction Study.

The moment was remarkable, if not dramatic.

Investment advisor Matthew Tuttle spends a lot of time moving the money of newly-acquired clients out of mutual funds and into exchanged-traded instruments.

Here’s an interactive slide show featuring the six firms that scored above the national average of 774 points in J.D. Power and Associates’ 2012 U.S. Financial Advisor Satisfaction Study.

Not every present a taxable one, according to the IRS.

Los Angeles, Calif.-based Oaktree Capital Group, LLC has filed paperwork with the Securities and Exchange Commission for an IPO priced at $595 million with Class A units valued between $43 and $46 per share.

In his new role, Peter Dorsey will oversee advisor recruitment, practice management consulting, relationship management and sales strategy for the firm.

In an effort to break a deadlock in the SEC’s effort to adopt a uniform fiduciary standard, a group of seven influential consumer groups and industry organizations – including the FPA, NAPFA and CFP Board – have provided the commission with a proposed roadmap for resolving the debate.

Investors under 50 have a general understanding of the tax advantages of IRAs but appear to confuse the specific benefits of traditional and Roth IRAs.

Lazard Asset Management LLC has launched the Lazard Global Fixed Income Portfolio targeting both institutional and individual investors.

Mutual fund families routinely, and on purpose, use the capital in affiliated funds as “insurance pools” to offset or prevent cash shortfalls in other funds within family, according to research released by the Kelley School of Business at Indiana University.

It is the third ProShares ETF providing inverse exposure to long-term Treasurys.

Mergers and acquisitions in the U.S. financial services industry took a dip last year but potential sell-offs in Europe could pave the way for a better M&A market for 2012 and beyond, according to a new PwC report.

1492 Capital Management is jumpstarting its mutual fund business with the addition of Michael Micciche as vice president of sales, responsible for developing the sales strategy across market segments and investors.

Nearly three-fourths of marketing execs surveyed are confident that new laws will help their firms regain clients' trust.

FINRA began its inquiry after the Credit Suisse-managed VelocityShares Daily 2x Short-Term exchange-traded note, or ETN, lost half its value in just two days earlier this month.

Here's an interactive slide show featuring nine advisors who have found ways to connect with thousands of people on Twitter.

Here's an interactive slide show featuring nine advisors who have found ways to connect with thousands of people on Twitter.

Industry veteran John Morris joins Bank of the West’s Wealth Management Group as head of its investment products offering for affluent and high-net-worth clients.

The Dow Jones Industrial Average moved up 19.61 points to 13,145.82 Thursday, ending a two-day slump thanks to a late-afternoon rally.