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An innovative hybrid firm's new brokerage displays how the industry is placing advisory business at the center of its well-financed plans for the future.

Financially, the opioid crisis is hitting Ohio harder than many other states. But a campaign with advisors at its core aims to turn the tide.

Financial advisors and other experts offer their tips for preparing a nest egg, whether retirement is months, years or decades away.

Cool pitch decks and buzzy phrases alone won't get you there, but letting prospective clients see who you really are might.

While trying to solve a financial problem in his personal life, the MaxMyInterest CEO accidentally became a fintech founder

Join Peter O'Neill, Director and Senior Fixed Income Portfolio Manager, at Bank of America, and Blake Lynch, Head of Business Development, IMTC, as they discuss the role of separately managed accounts in the muni market with The Bond Buyer's Lynne Funk.

Tax cheats have found a way to sidestep a 12-year-old U.S. law designed to crack down on offshore tax evasion.

They may be passive, but they're not standing still. These passively managed funds have yielded enormous returns in the past 10 years.

The firm isn't "shelving" its offering – it's waiting for Wall Street to emerge from the worst IPO landscape since 2009.

Serving a single family can be a complex — but profitable — niche.

The influential organization of fee-only planners is seeking to boost its membership further and take a lead role in the fiduciary debate.

After a longstanding relationship, the New York alternative investments firm buys a chunk of the Swiss bank.

Most studies showing "tax alpha" through tax-loss harvesting assume investors are already rich, taxed in the highest brackets and flush with short-term capital gains.

Credit Suisse Group is shifting resources in the pursuit of business from a broader range of rich clients, as the lender focuses more on wealth management amid cuts to its troubled investment bank. 

Goldman Sachs Group faces a June 5 trial in a long-simmering gender-bias class action alleging the bank discriminated against thousands of women in pay and promotion.

Eighty-seven percent of mentors and mentees feel empowered by those relationships and have developed greater confidence at work.

Find all of the figures from Financial Planning's latest annual study of brokerages whose financial advisors aren't employees of the firms.

These are the largest firms with financial advisors who work with broker-dealers but aren't their employees.

The firm terminated the longtime financial advisor. But experts say that isn't always a best practice, and many female professionals continue to report abuses.

The word 'broker' carries negative connotations. But to many wealth management professionals, commission-based shops are valuable to a transforming industry.