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Nearly half of advisors are optimistic about expanding the services they offer clients in the coming years.

Under Biden’s plan, the tax would apply to households worth more than $100 million who do not already pay 20% tax on their “full income."

The $2.6 billion Miami firm is the largest independent advisor yet to take advantage of the U.S. territory’s incentives.

Here's what happened over the last week in wealth management.

CEO Bruce Van Saun said the bank wouldn’t search for deals as aggressively as it had last year, but Florida expansion remains a focus

The FINRA order includes allegations relating to the LJM Preservation & Growth Fund, another product sold in large numbers by the industry.

During his tenure at the top, assets jumped to more than $2.1 trillion from $3.9 billion, making Fidelity the second-biggest U.S. mutual fund company.

Teams are taking longer to switch brokerages as the pandemic recedes and advisors return to the office, according to John Pierce, the firm’s head recruiter.

A FINRA arbitration panel awarded former clients of First Allied Securities the full damages they requested in the case.

In the U.S., almost all the high-quality neon needed to make computer chips comes from Russia and Ukraine, according to Moody’s.

Barred ex-broker Louis Cook allegedly targeted older adults whose assets he promised to protect for long-term care.

“Improve or die” is probably a more useful mantra for independent financial advisors than “grow or die.”

The provider of an all-in-one software package will now offer advisors outsourced investment management.

Scott Colbert, executive vice president and chief economist at Commerce Trust Co., will discuss the Federal Reserve's monetary policy decision and where they go from here.

Bidding them goodbye can be tough emotionally and for your business. But here's why experts say some customers have to go.

David Miree will become global head of diversity, equity and inclusion for the New York megabank. He will succeed Brian Lamb, who will move into a new role in the firm’s commercial banking business.

Private equity firms Motive and Clearlake are buying the tech, which has about $6 trillion in assets on the platform.

The commission issued a 500-plus-page proposed rule Monday that would mandate corporate disclosure of greenhouse gas emissions.

Senior brokers delegated to make compensation decisions systematically favor white men, according to a new lawsuit.