Boutiques

Robert Peyreigne was hired to fill the role after Michael Armstrong departed Jefferies for RBC earlier this year.

The wirehouse's latest hire will help ultrawealthy clients with estate planning and other services.

Brokers whose deferred pay has been withheld could soon file claims after the regulator confirmed advisers' right to take disputes to FINRA arbitration.

CEO Tidjane Thiam, who joined a year ago, is shrinking the investment bank to free up capital for expanding Credit Suisse's wealth management business, cutting thousands of jobs in the process.

The new recruit is joining Corient Capital, an independent firm founded a year ago by ex-Merrill Lynch advisers.

The advisers are also balking at the firm's insistence that former advisers seeking to claim comp go through its dispute resolution process instead of FINRA.

Tidjane Thiam, seeking to reassure investors about his ability to turn around the troubled firm, pledged to continue efforts to cut costs.

Seth Waugh, former CEO of Deutsche Bank Americas, will be appointed non-executive chairman.

The elite Bank of America unit gave one of its division heads a second region to oversee.

The departure comes two months after Deutsche Bank agreed to sell its U.S. Private Client Services unit to Raymond James.

The advisors left Credit Suisse, passing on an offer to join rival firm Wells Fargo.

J.P. Morgan Securities picked up an industry veteran, the latest U.S.-based advisor to depart from Credit Suisse.

In its second acquisition in a year, EP Wealth lands woman-owned RIA on its way to its growth target of $5 billion in AUM.

See which advisors topped this year's list of the biggest producers under age 40.

Another team departed Credit Suisse, this time for William Blair.

Four recruits moved between the boutique wealth managers, making them the latest Credit Suisse advisors to pass on an offer to join rival firm Wells Fargo.

J.P. Morgan Securities agreed to pay $4 million to settle the charges, according to authorities.

Here's what industry insiders and elite members of the Top 40 Under 40 say it takes to make it to the top.

See which advisors topped this year's list of the biggest producers under age 40.

See which advisors topped this year's list of the biggest producers under age 40.