Capital markets

“Are we reactive to what one competitor does? Absolutely not,” CIO Greg Davis says.

A younger cadre of managers led by new President Jonathan Gray is moving up.

High-yield credit volatility has actually declined since the products first came on the scene.

The firm says it's likely to benefit from the strategy by luring new clients and earning fees on securities lending.

The flood of new money may be evidence that investor angst is confined to the highest-flying tech segment and not the industry at large.

The fund’s portfolio management team began dumping exposure to the social media giant in light of the Cambridge Analytica scandal.

The SEC called into question the ability of the cryptocurrency’s exchanges to sufficiently police trading.

The bank promoted Denver’s regional leader of the business to oversee all aspects of Ascent Private Capital Management nationwide.

Expected to raise $1 billion, the listing could encourage new offerings from many of the country’s cash-starved property firms.

Some funds that were in the black still turned in a poor performance — it’s all relative.

The strategic buyer, one of the industry's largest, snags a $1B RIA for its first deal of the year.

Ron Carson’s firm and other major practices within the IBD network praise its choice of a new PE backer.

Rising stock markets have encouraged individual investors to add to their holdings.

Inflows have slowed? Actively managed funds would like to have that problem.

One manager’s new group of funds will launch in collaboration with leading nonprofits.

The long-standing feud between founder Mark Hurley and majority owner Emigrant Bank has reached the boiling point.

A 20% gain sounds good, until you find out the category returned 30%.

The funds raked in a combined $840 million last week despite competitive hurdles banks typically face going up against money managers’ core products.

Advancements in fintech, new products and a shifting regulatory environment are among industry executives' top concerns.

The closure could signal that remaining retail players are short on patience for neutered products.