Capital markets

The lead founder of Edelman Financial Engines, the largest independent advisor in the country, has surprising lessons about selling his 'clients first' firm to private equity investors.

Building a safer ecosystem: Why transparency, controls, and partnerships will drive next era of financial services.

Why does Vanguard expect so little from the market? The culprit, not surprisingly, is high valuations, Nir Kaissar writes.

A research and methodology company with a star-studded board launched the product with an eye toward advisors, retail clients and institutional investors.

While the worries are all valid, they don’t mean the approach has suddenly become financial suicide overnight, writes Emily Cadman.

Wall Street is divided over the world’s biggest debt market as inflation breaks out and debt burdens swell.

The company didn’t look into the incident carefully before firing Amy Cooper the following day, the suit says.

While several analysts are bullish, not all are convinced of the Canadian asset manager’s newfound strategy.

The investment manager is part of a $50 million fundraising round in the wealthtech startup

Real interest rates, which protect from inflation, have fallen in recent years, making it more expensive to finance future spending, Allison Schrager writes.

“There are a lot of inflationary forces in the market right now as we’re reopening,” says the bank’s head of wealth management.

“Some assets are cheap for a reason,” an expert says.

The bank and asset manager has filed for four exchange traded funds in recent weeks, and its strategy for distribution starts with RIAs.

It’s the 14th RIA acquisition for the Canadian asset manager since it entered the U.S. market last year.

Home to more than $3 trillion, outperformance among the leaders comes with some caveats.

Aside from their rock-bottom fees, those with the largest gains have at least one commonality: asset allocation.

The actively managed offering will be available as soon as this summer, according to sources familiar with the plans.

Bailard appointed Sonya Thadhani Mughal under a succession plan and a series of moves unveiled by the wealth and fund company.

The TIFIN group owns 10 companies building software for individual aspects of the wealth and asset management industry.

Investors betting on a post-pandemic world are sending cash to riskier companies acutely sensitive to the economic cycle.