Certifications and licensing

Here are prep techniques and resources for candidates taking a test that can seem daunting.

One of the largest professional designation and training schools launched a program to award free tuition to at least 25 students in the next year.

“The face of our industry is typically not me,” says the Vanguard and DFA veteran. “I thought about how many young people that I could inspire. So I raised my hand.”

Which bank wealth management execs are at the top of their game, and how are they coping in the age of coronavirus?

I don't need outside credentials to bolster my credibility — I have my own.

These shortcomings were primarily due to “systemic, longstanding, governance-level weaknesses,” a new report says.

A Kingdom Advisors support group at LPL brings together representatives around the growing professional title.

A task force will issue recommendations to shore up the disciplinary process ahead of the board's November meeting. Here’s what advisors need to know.

Rather than learn from the mistakes exposed regarding false listings of advisors’ “fee-only” status, the board doubled down on looking the other way.

The certifying body says it will no longer rely on advisors’ reports and it is convening a new task force to modernize enforcement.