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The custodian has 15 firms scheduled to transition before the end of this year. It hopes to migrate each of them over in less than six weeks.
May 26
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Gabe Garcia had been working to transform E-Trade’s custodian since shortly after the retail brokerage purchased it in 2018.
May 25
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With technology upgrades and the hiring of former TD Ameritrade recruiters, the No. 1 IBD eyes further expansion in the RIA channel.
May 21
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The bank and asset manager has filed for four exchange traded funds in recent weeks, and its strategy for distribution starts with RIAs.
May 12
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The Foundation for Financial Planning has been rallying financial planners and corporate executives for more than 26 years to help the people advisors typically don’t reach.
May 10
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The company has benefited from a market surge, new investors and an uptick in broker breakaways.
May 5
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The self-clearing custodian has unified its broker-dealer and RIA segments under one division at the company.
May 3
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The company upped its recruiting package last year, a change that has been “very well received by prospective advisors,” according to the CEO.
April 29
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Axos Financial, which has $14.4 billion across business lines, will gain $23 billion in new assets from 200 RIAs.
April 20
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The company has experienced “dramatic increases” in new customers, call and trading volumes.
April 7
