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The company upped its recruiting package last year, a change that has been “very well received by prospective advisors,” according to the CEO.
April 29
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Axos Financial, which has $14.4 billion across business lines, will gain $23 billion in new assets from 200 RIAs.
April 20
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The company has experienced “dramatic increases” in new customers, call and trading volumes.
April 7
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After the Schwab-TD merger, rival firms are re-thinking the settlement process, testing new pricing models, and improving advisor efficiency and service. Is David sprinting past Goliath?
April 1
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It’s yet another revenue stream that may face pressure after the custodian spawned a race to zero commissions more than a year ago.
March 31
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The partnership sets a new standard in the industry, according to Orion president Noreen Beaman.
March 25
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Major hurdles stand in the way of wide adoption: regulation, security and cost.
March 17
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The firm hired more than 10,000 employees, boosting total staff to 47,000 associates.
March 5 -
Robinhood Markets has snared most of the attention for attracting an army of day traders during the pandemic. But far bigger profits are flowing to the family behind Fidelity Investments in Boston.
March 5
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After going public, the clearing firm plans to to grow and nudge further into the traditional advisory space, says its president.
March 4
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The Depository Trust & Clearing Corporation is offering a blueprint for speeding up the settlement process.
February 24
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Pete Dorsey is the latest member of TD Ameritrade’s leadership team to part ways with the company after it was acquired by Charles Schwab.
February 23
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Prior to the deal, the company had been making deeper forays into traditional wealth management custody.
February 23
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The transaction, which could be announced as early as Monday, will be valued at $4.7 billion, according to people familiar with the matter.
February 22
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A merger would value Apex and Northern Star Investment Corp. II at as much as $5 billion, a personal familiar with the matter said.
February 12
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The company, which has seen headcount increase 45% since closing the deal, has eliminated more than 1,000 positions in recent months.
February 9
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The Silicon Valley startup left users fuming by temporarily restricting certain purchases at the height of January’s mania over GameStop.
February 8
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Behind every trade lies risk. Advisors should consider their partners carefully.
February 5
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APIs, proprietary funds, customer service issues: executives explain what they’re planning as their company hits $6.7 trillion in client assets.
February 4
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The firm said high volume may have curtailed access to its mobile app and urged clients to use its other platforms.
January 27
