Clearinghouses/custodians

The firm expects to add $10 million in revenue once the deal closes later this year.

Advisors cheered when Tim Hockey told them that growth in the retail channel would not come at the expense of its institutional network.

In a sweep of changes, the custodian is embracing an open architecture technology platform.

The custodian's newest fintech partnership is meant to keep data safe while dealing with third-party vendors.

Advisors report what they love — and hate — about tech at companies holding client assets.

The program could connect 4.9 million brokerage accounts to firms selected for the advisor network.

The custodian says as it rebuilds for a digital era, hiring technologists is a top priority.

The trading app's move to create its own clearing system signals broader goals.

Artificial intelligence is among three themes rapidly shaping development of advisor technology, said firms gathered at the T3 Enterprise conference.

Large teams formerly at wirehouses now account for 30% of new RIAs, according to new research by Schwab Advisor Services.

Applications that tackle the industry's compliance issues, automate back-office processes and streamline clearing and settlements are drawing interest from venture capital firms.

The tax-focused IBD is betting on a switch to Fidelity and Envestnet while undergoing a cultural shift.

With the increased popularity of open architecture systems, fewer RIAs are operating their practices solely based on proprietary tech from a custodian.

The IBD network disclosed the renewal of its clearing agreement, along with three firms’ intention to self-report possible mutual fund violations to the SEC.

Brokerage industry records list one of the winners works at the firm's clearing house in San Jose.

Wealth Enhancement Group would grow to nearly 70 advisors nationwide under its second major purchase of the year.

The change is needed to better align the interests of RIAs and the custodians that serve them.

The CEO of Pershing Advisor Solutions sees an opportunity for RIAs in the potential restrictions on a term that has stoked criticism.

The clearing and custody firm also announced $50 million in new investments to fuel its advisory business.

The firm provided some 82,400 initial and annual privacy notices to customers that were not compliant and in some cases provided no notices at all, FINRA claimed.