Client communications

As the season comes to a close, check out these recommendations for advisors and clients.

To stand apart from broker-dealers, advisors may not need tougher rules, but smarter marketing.

Advisor Andy Saeger reportedly reached out to two clients via email and a LinkedIn message.

The departures mean my practice is losing thousands of dollars in revenue — for now.

Do stock market swings mean new opportunities for financial planners?

"Put people before profits and focus on service above self," says Kimberly Foss, founder of Empyrion Wealth Management.

At this stage it's not an actual data breach, but it could become one.

Reports of the death of fiduciary differentiation have been greatly exaggerated, contends fiduciary advocate Knut Rostad.

The firm's most recent lawsuit over alleged non-solicitation violations centered on an advisor's thank-you cards to clients.

After the divorce, I was broke and in debt. Then my husband sued me.