Though largely replaced by the 1% of AUM model, performance-based fee structures are cropping up again — and that’s cause for concern.

Here’s how one firm structured compensation in a fair and completely open way.

IBDs and regional firms are making the biggest changes, but RIAs have room for growth as well.

The broker belonged to Morgan Stanley's Chairman's Club, a group reserved for the elite among the firm's advisor ranks.

Clients are likely to miss their retirement targets if they are helping their children and loved ones more than what they can afford.

Which industries have the highest prevalence of unwanted sexual conduct in the workplace? Will the #MeToo movement have a lasting impact? Key findings from a SourceMedia survey.

It’s tough enough to grapple with sexual harassment in the workplace. It’s more complex when clients are involved.

Optimism that the #MeToo movement will have a positive influence is high among bankers who participated in a recent survey on sexual harassment. But there is also concern that it could lead to gender discrimination in hiring and mentoring.

Clients aged 35 have to set aside 11.69% of their pay to keep up with those in their 20s socking away only 6% of their salary, based on calculations by Financial Engines.

Combating these misconceptions may help taxpayers maximize benefits.

Retiring at a time when the market is down is the biggest risk that investors will face. Here’s how to minimize the impact of a market slowdown.

Despite leaving the Broker Protocol, UBS continues to selectively recruit high-end teams.

Wirehouses have been losing talent as advisors seek more freedom in how they structure their practices.

The technology is there, efficiencies are multiplying and the incentives are huge. So, why is the general mood so grim?

Frustrated by the limitations of working at a bank-owned brokerage, advisors Randy and Matthew Price opted to join the independent firm in Houston.

These funds can be expensive and may not be accurate in determining investors' risk tolerance, among other potentail downfalls.

Cetera has provided financing and other services in more than 250 acquisitions across the IBD network since 2015.

The firm’s headcount increased 8% in just one year.

Clients still have a few weeks to make deductible contributions to various retirement accounts, as well as health savings accounts, to reduce their 2017 tax liabilities.

IBDs are waging a tough recruiting fight for hybrid RIAs, and Bill Van Law played a pivotal role.