The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.

Underestimating longevity is one of the blunders that clients should be careful not to make.

Clients should consider switching to a Roth IRA or Roth 401(k) as investment growth and distributions are not subject to tax.

Surprise riches can help clients as much as hurt them. 

Although clients pay taxes on the contributions they make, they can still expect tax savings as their money grows tax-free and future distributions are exempt from taxes.

Both recruits have more than two decades of experience.

The biggest advisers to go it alone this year managed over $13 billion in client assets.

Margins are down and expenses are up, Fidelity's new benchmarking study finds. Pricing models need to be re-visited.

The new hires opened two offices for the regional BD.

The fast-growing firm has recruited 25 advisers this year, and is affiliated with Raymond James.

"I lose years of my life. They can settle, write a check and move on," says an adviser whose book of business dropped by $40 million after he alleges he was wrongfully terminated.

The wirehouse will leave its core pay grid untouched for 2017.

Many would argue the retirement fund is archaic, inelegant and user-unfriendly. Is it time for something new?

Investors are advised to reduce their risk capacity and get their portfolio ready for the distribution phase once they are within five years of their retirement.

Collectively, this year’s mega movers managed more than $23 billion in client assets.

The group of industry veterans had $1.7 million in annual production, according to the regional BD.

From regulators to technology providers to CEOs, these are the players who will remake wealth management in 2017.

The new recruits joined from Merrill Lynch and Morgan Stanley.

Advisers "have to adapt to a new America," says TD Ameritrade Institutional President Tom Nally.

The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.