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The insurance giant and No. 6 IBD made Alexa Von Tobel its chief innovation officer following the closure of the planning startup it acquired in 2015.
June 22
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Wells Fargo has lost at least 80 brokers managing more than $12 billion in assets before the end of the second quarter.
June 21
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Securities America and Atria Wealth Solutions hired recruiting and operational heads from Ameriprise and Cetera.
June 20
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David Reiser spent 10 years at the wirehouse where he worked with ultrawealthy clients and families.
June 20
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The regional firm keeps growing after joining the Broker Protocol in March.
June 19
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The wirehouse has been fighting to keep managed assets this year, suing ex-advisors for taking client information during their move.
June 18
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After a busy month nabbing talent from Wells Fargo, Raymond James picks up a team from Stifel.
June 15
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The firm’s principal says his team wanted to join the No. 1 IBD, which is testing larger recruiting offers.
June 15
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Three advisors who left the firm years ago are returning to the regional broker-dealer.
June 15
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Wealth Enhancement Group has nearly doubled its assets over a two-year period.
June 15
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The firm aligned its brokerage business with Private Client Services following a big acquisition and a major executive hiring.
June 14
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Advisor exodus from beleaguered firm shows no sign of abating in 2018
June 13
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The former J.P. Morgan wealth executive will replace Don Heberle, who left his post at the end of March.
June 12
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While a search is underway to replace Howard Plotkin, his duties are being handled by global Chief Compliance Officer David Lang.
June 12
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The move marks the fifth new office added by the hybrid RIA this year.
June 11
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The firm says it’s working to increase the number of women in leadership positions.
June 7
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The smallest of UBS’s operating divisions is said to have eliminated at least 100 positions in areas including distribution over recent months.
June 6
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J.P. Morgan hired 160 brokers last fiscal year, and it’s not slowing down in 2018.
June 6
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The advisory firm left Securities America to make the move.
June 5
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Michael O’Keeffe has been with the firm since 2013, having previously worked at Merrill Lynch.
June 5
