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Industry insiders have anticipated increased litigation following UBS and Morgan Stanley's exits from the Broker Protocol.

Securities Service Network is entering a space usually regarded in the industry as the specialty of HD Vest and 1st Global.

This is the second time in recent weeks that the firm has poached talent from the wirehouse.

John Taft comes to the firm after a long career in wealth management. He will focus on developing advisor services and recruiting new teams.

Frequent recruitment adds to the firm’s bench after stemming an outflow of talent late last year.

The advisor was drawn to the regional BD’s small culture.

The planner wasn’t happy with the direction his former firm was pushing its advisors.

Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.

The company merged its U.S. and international wealth management businesses to gain greater scale and efficiency.

Stepping in after co-founder Mike Cagney's resignation, Twitter's Anthony Noto needs to overhaul the firm's corporate culture, lay the groundwork for an IPO and determine whether to renew SoFi's pursuit of a bank charter.

Kris Chester led two major business reorganizations in her time at Wells Fargo Bank.

Coming off a strong recruiting year, Steward Partners has enticed three more Wells Fargo brokers.

The move marks the firm's second hire in the past week.

The RIA aggregator inked another big-figure deal after netting more than two dozen firms last year.

Cornerstone Capital founder Erika Karp says sustainable investing can "repair" capitalism and predicts it will become mainstream in the future.

The advisors joined the firm's recently opened office in Flint, Michigan.

They were previously part of a team that oversaw $2 billion in assets.

‘This move highlights the increasing regulatory burdens faced by independents and the solutions that Stifel can offer,’ regional director Kevin Ortmeyer says.

Advisors have been ditching some of the larger firms for greater latitude.

Thirteen executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, SunTrust, Wells Fargo and U.S. Bank. Find out who they are and what their new roles entail.