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Pole-vaulting advisor Mark Cortazzo’s practice marked at least the second hybrid in three months to leave the firm for Mutual Securities.
February 6 -
Ameriprise is looking to reverse a decline in its headcount.
February 6 -
Industry insiders have anticipated increased litigation following UBS and Morgan Stanley's exits from the Broker Protocol.
February 2 -
Securities Service Network is entering a space usually regarded in the industry as the specialty of HD Vest and 1st Global.
January 31 -
This is the second time in recent weeks that the firm has poached talent from the wirehouse.
January 31 -
John Taft comes to the firm after a long career in wealth management. He will focus on developing advisor services and recruiting new teams.
January 30 -
Frequent recruitment adds to the firm’s bench after stemming an outflow of talent late last year.
January 30 -
The advisor was drawn to the regional BD’s small culture.
January 25 -
The planner wasn’t happy with the direction his former firm was pushing its advisors.
January 25 -
Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.
January 25 -
The company merged its U.S. and international wealth management businesses to gain greater scale and efficiency.
January 24 -
Stepping in after co-founder Mike Cagney's resignation, Twitter's Anthony Noto needs to overhaul the firm's corporate culture, lay the groundwork for an IPO and determine whether to renew SoFi's pursuit of a bank charter.
January 24 -
Kris Chester led two major business reorganizations in her time at Wells Fargo Bank.
January 23 -
Coming off a strong recruiting year, Steward Partners has enticed three more Wells Fargo brokers.
January 22 -
The move marks the firm's second hire in the past week.
January 19 -
The RIA aggregator inked another big-figure deal after netting more than two dozen firms last year.
January 18 -
Cornerstone Capital founder Erika Karp says sustainable investing can "repair" capitalism and predicts it will become mainstream in the future.
January 18 -
The advisors joined the firm's recently opened office in Flint, Michigan.
January 17 -
They were previously part of a team that oversaw $2 billion in assets.
January 17 -
‘This move highlights the increasing regulatory burdens faced by independents and the solutions that Stifel can offer,’ regional director Kevin Ortmeyer says.
January 12






















