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The new recruit joins after the regional firm paid $150 million to settle a lawsuit brought by an SEC receiver.
May 4
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Mike Michael, an executive vice president and regional president, takes over the business from Philip McHugh, who now heads the consumer bank.
May 4
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Not planning is the biggest risk that advisers can take.
May 4
PFI Advisers -
The newcomer from UBS will help oversee a unit that has grown to just over 3,000 advisers.
May 3
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Michael Jeppson generated about $1.8 million in annual revenue, according to his new firm.
May 3
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Each of the group's three advisers has more than 20 years of experience in the industry.
May 2
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Despite initial reservations, the advisers eventually viewed the cuts as the right thing to do in light of the industry's shift to a fiduciary standard of care.
May 2
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JPMorgan Chase’s Seth Bernstein will take over from Peter Kraus as the firm's CEO.
May 2
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AllianceBernstein, the money manager that oversees about $498 billion, ousted CEO Peter Kraus and more than half of the board in a shake-up.
May 2 -
The group is led by an industry veteran of almost 40 years.
May 1
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The private equity-backed firm has added seven ex-wirehouse advisers so far this year.
May 1
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Young firm lays off 10; president who lead business-to-business effort resigns.
April 28
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We've sliced and diced our top bank advisers to list the banks and TPMs based on the number of our winners in their ranks.
April 26
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UBS and Merrill lose four advisers in HighTower's seventh deal of the year.
April 25
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The PricewaterhouseCoopers recruit will work with wealth management experts whose clients are looking for an investment bank to lead the sale of their business.
April 25
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Bill Harris, head of the hybrid advice platform since its launch, will remain chairman.
April 25
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The rep argued that the money she received was not a loan but rather the proceeds from the sale of her tractor to the customer.
April 24
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The group consists of two advisers who generated $2.7 million in annual production, according to RBC.
April 24
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The advisors left the wirehouse in a quarter that saw it lose 145 advisers.
April 20
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The four advisers are the latest to bolt from Wells Fargo's Profit Formula platform.
April 19
