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The regional brokerage firm also said it recruited three advisers overseeing more than $150 million in client assets.
August 8 -
Six executives were recently tapped to lead wealth management and related investment services groups at Huntington Bank, BNY Mellon, SunTrust and U.S. Bank. Find out who they are and what their new roles entail.
August 8 -
The recruit switched wirehouses again after 7 years.
August 4 -
Retired air traffic controller and former FPA president Richard Salmen was named to a one-year term in 2018, succeeding Blaine Aiken.
August 3 -
The regional broker landed three recruits from First Allied Securities, Edward Jones and U.S. Bank.
August 3 -
Four elite advisers who left the independent channel to launch their own RIA deliver blow to Wells Fargo's target of a best-ever recruiting year.
August 3 -
Also, Dynasty lured teams managing nearly $1 billion in client assets to independence.
August 2 -
The seven recruits made the move from three wirehouses, Raymond James and Stifel.
August 1 -
With core business down and adviser headcount shrinking, the brokerage nets a profit by selling non-essential divisions.
July 29 -
The legendary money manager is losing his No. 2, Kumar Palghat, who will become co-manager of a new Janus Short Duration Income ETF.
July 29 -
Seven recruits made the move to either the firm's employee or independent channels.
July 28 -
David Paterson, who was the Empire State's top executive from 2008 to 2010, has joined a group that includes former wide receiver Wayne Chrebet.
July 28 -
The turn to an outsider marks the latest twist in a struggle to regain footing after a steep decline.
July 27 -
The recuits joined the wirehouse from Deutsche Bank, which is selling its U.S. Private Client Services unit to Raymond James.
July 26 -
The regional BD also recruited a complex manager from J.P. Morgan.
July 26 -
Thomas Dicker will oversee the firm's 38 U.S. wealth offices and will be responsible for driving growth.
July 26 -
Johnson has overseen the $849 million Pimco EqS Long/Short Fund, which takes positions in stocks he selected, since its 2003 inception at his previous firm.
July 26 -
The former wirehouse group, which specializes in retirement plan consulting and planning, worked mostly with institutional clients before making the move.
July 25 -
The independent firm affiliated with Raymond James lured a wirehouse recruit with close to 20 years of experience.
July 25 -
Here are several factors recruits should consider to find their best fit, according to a leading recruiter.
July 25
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