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The wirehouse landed another recruit, who had about $500 million in client assets, from its deal to hire Credit Suisse advisors who specialize in Latin American clients.
March 15
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Wells Fargo team now operates independently as ClearTrack Financial Advisors, with securities offered through Raymond James
March 14
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A veteran who worked as broker and recruiter for 20 years joined Securities Americas branch office development recruiting team.
March 10
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Several wirehouse recruits and an independent team moved to the regional firm.
March 9
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The elite Bank of America unit gave one of its division heads a second region to oversee.
March 8
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The recruit who joined the Raymond James-affiliated firm also is one of the single biggest producers to join the regional's independent channel.
March 8
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Total assets for the regional B-D's Individual Investor Group will reach about $40 billion after it merges with Smith Hayes.
March 8
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The wirehouse also recruited three new complex managers from rivals UBS and Deutsche.
March 8
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Three veteran advisors departed the wirehouse to join independent firm U.S. Capital Advisors.
March 7 -
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March 3
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The brokerage landed 7 recruits from Edward Jones, Ameriprise and Morgan Stanley, as well as from other wealth management firms.
March 3
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Jon Short, the head of wealth management at Pimco, is leaving after 10 years to join Dan Zwirns hedge fund, Arena Investors.
March 3 -
The advisor had been a member of Morgan Stanley's Chairman's Club.
March 1
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The recruit will serve as a branch director for six offices.
March 1
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A mega team of three long-time industry veterans departed Merrill Lynch for Raymond James & Associates.
March 1
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An NYPD auxiliary police officer also works in wealth management.
February 29
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An advisor, along with his 3 partners, creates a new firm but must wait a year without being able to solicit previous clients.
February 26 -
A former professional football player and his brother made the move between the two regional B-Ds.
February 25 -
The executive will be responsible for pursuing enhanced collaboration between Merrill Lynch and other Bank of America units.
February 24 -
The independent firm founded by former Merrill Lynch executives hired away a recruit from the wirehouse.
February 24
