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Former chief executive Paul Purcell will stay on as chairman of Baird.
January 5 -
Scott Bessent, who oversaw George Soross $30 billion fortune for the last four years, will be managing $4.5 billion by the end of the first quarter, one of the largest hedge fund startups ever.
January 5 -
The former wirehouse advisors make their move to the bank channel with SunTrust Private Wealth Management.
January 4 -
Here's what industry insiders and elite members of the Top 40 Under 40 say it takes to make it to the top.
January 4 -
On Wall Street unveils the biggest producers under age 40 at the super regional and regional broker-dealers.
January 4 -
See which advisors topped this year's list of the biggest producers under age 40.
January 4 -
See which advisors topped this year's list of the biggest producers under age 40.
December 31 -
The dispute reflects a growing strain on the protocol as many firms are moving to set stricter in-house rules.
December 31 -
Compensation, top producers, elite branch managers, investments trends -- it's all here in a roundup of the 10 most-viewed photo galleries from 2015.
December 29 -
The new recruit moved to the employee side of the regional broker-dealer.
December 28 -
Planners who remain in a position of control, whether employed at the wirehouses or regional broker-dealers, or operating as independents, can maintain client loyalty in troubled times, says recruiter Mark Elzweig.
December 28
Mark Elzweig Co. -
Raymond James' Judson Potter says he learned a lot about perseverance by watching his mother go through medical school.
December 25 -
Vineer Bhansali is leaving Pimco, where he was a managing director specializing in quantitative portfolios, to start his own investment firm.
December 24 -
Anthony Percora, a former SEC attorney, will develop all policies and procedures related to the firm's compliance program.
December 23 -
A former wirehouse advisor has been building a new firm from the ground up.
December 23 -
The fast-growing financial firm acquired an RIA and pulled over a wirehouse team.
December 21 -
More than two dozen teams managing $1 billion or more in client assets switched firms this year. See where they landed.
December 18 -
The new recruits moved over to the independent side of the wirehouse.
December 17 -
After losing dozens of advisors who managed billions in client assets to UBS, scorned Credit Suisse strikes back with legal challenge.
December 17 -
A father and son along with their team leave the independent broker-dealer to join the employee side at Ameriprise.
December 16








