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The wirehouse picked up five recruits from J.P. Morgan, Credit Suisse and Morgan Stanley.
November 10 -
The Asia Pacific Group generated $3 million in annual revenue while at Morgan Stanley.
November 10 -
The Rosen Team had $2.6 million in annual production before switching wirehouses.
November 9 -
The wirehouse advisors joined forces at Dynasty Financial Partners to launch Cardan Capital Partners.
November 9 -
Stifel expects just 95 to 105 Barclays advisors will stay on, compared to 180 when the deal was announced in June, the firm said.
November 6 -
A new recruit generating about $1 million in annual revenues made the move from UBS, the firm said.
November 5 -
A team that oversees $750 million in client assets made the move from Morgan Stanley to UBS, the firm said.
November 5 -
Recruiter Mindy Diamond says the historic accord forged a bond of trust between advisors and their firms that the industry cannot afford to lose.
November 5
Diamond Consultants -
An advisor managing $195 million in client assets left Wells Fargo Advisors for Raymond James & Associates.
November 5 -
Wells Fargo's elite brokerage unit picked an attorney as its new chief fiduciary officer.
November 4 -
Merrill Lynch picked up an advisor from rival Credit Suisse.
November 4 -
The newly recruited Wells Fargo team will operate as Cohonesto Financial.
November 4 -
A team with almost $1 million in production left the wirehouse to join the independent side of Raymond James.
November 3 -
Brown Wealth Management Group, a former Wells Fargo-affiliated independent advisory firm, will focus on high-net-worth clients at LPL.
November 3 -
CFO moves up amid growing focus on wealthy clients.
November 3 -
Two advisors left the British bank's U.S. wealth management unit before the close of its pending sale to Stifel.
November 2 -
NYSE has hired Vanguard veteran Doug Yones to oversee exchange-traded products.
November 2 -
Two of the new advisors at the wirehouse came from rivals Merrill Lynch and Morgan Stanley.
November 2 -
The recruits generated $1.7 million in annual production while at the wirehouse.
October 30 -
The self-regulatory organization plans an internal and external search to replace the industry veteran.
October 30








