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State Street Global Advisors has appointed Michael Spellman as regional sales director, global cash, reporting to Barry F.X. Smith, senior managing director and global head of SSgAs cash business.
May 17 -
Sallie Larsen will ensure that LPL remains an engaging workplace for its staff and professionals, including those who recruit advisors to the independent broker-dealer.
May 17 -
On May 17, 2012, Denver-based UAT Inc., a financial services technology firm specializing in the externally managed and sub-advised industry, has hired Ken Paieski as a partner.
May 17 -
Bank of the West Wealth Management has hired Scott Cripps to oversee the groups fiduciary responsibilities to affluent and high-net-worth clients.
May 16 -
On May 16, 2012, State Street Global Advisors appointed Michael Spellman as regional sales director, global cash, reporting to Barry F.X. Smith, senior managing director and global head of SSgAs cash business.
May 16 -
Raymond James this week said financial advisors John Nice, Brian Trujillo, Steven Ringquist and Bradley Trujillo, collectively working as The Nice Group, have joined the firms office in Denver.
May 16 -
Wunderlich Securities has added six wealth management professionals, including five from Morgan Keegan. In the past six weeks, 15 people have moved from Memphis-based Morgan Keegan to Memphis-based Wunderlich.
May 15 -
On May 15, 2012, Joe Mansueto of Morningstar promoted a former analyst to head the firm's data unit.
May 15 -
On May 15, 2012, UniCredit, the parent company of Pioneer Investments, appointed Sandro Pierri as the new Head of Asset Management.
May 15 -
On May 15, 2012, Hatteras Funds added Thomas Riegert as an associate, portfolio management.
May 15 -
Putnam Investments has recently named new additions to its external wholesaling team via hires and promotions.
May 15 -
On May 14, 2012, Hatteras welcomed in a new CEO.
May 14 -
On May 14, 2012 AllianceBernstein named a new CFO.
May 14 -
On May 14, 2012 Putnam added eight external wholesalers to its sales force.
May 14 -
Michael Schanna was hired by Northern Trusts wealth management team in Orange County, Calif., as a senior wealth strategist.
May 14 -
Automated data management provider Confluence hired Melvin Jayawardana as European Fund Administration Product Manager.
May 11 -
Oppenheimer & Co. and Oppenheimer Asset Management have announced the hiring of John Stoltzfus as a managing director and chief market strategist.
May 9 -
On May 9, 2012, The Depository Trust & Clearing Corporation has appointed former Commodity Futures Trading Commissioner (CFTC) Michael Dunn as the non-executive chairman of the companys U.S. Swap Data Repository (SDR), effective May 12.
May 9 -
The New York wealth manager hired Jennifer Mitchell, a former Barclays managing director.
May 9 -
Jeffrey Patterson and Rick Pucci have become registered representatives with the La Vista, Neb., based independent broker-dealer.
May 9
