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UBS announced Thursday it hired Dave Schrohe as chief operating officer of its wealth management solutions management team.

Cypress Trust Co., based in Palm Beach, Fla., cherishes its status as an independent trust company, and is counting on its newly appointed president and chief executive officer, to preserve that.

Charles Schwab Corp. announced Wednesday evening that it named Marie A. Chandoha president and chief executive officer of Charles Schwab Investment Management Inc., which is the investment advisor to Schwab and Laudus Funds.

O’Neill began his Wall Street career at L.F. Rothschild & Co. in 1972. At Rothschild, he worked with financial institutions in the firm’s bank service group. By 1984, he was appointed managing director of the group which then had 55 dealmakers.

Charles Schwab Corp. announced Wednesday evening that it named Marie A. Chandoha president and chief executive officer of Charles Schwab Investment Management Inc.

Spilker previously headed the investment bank's investment management division.

J.P. Morgan Asset Management announced Tuesday it hired Michael Falcon as a managing director and head of retirement in the United States and Canada.

Technology analyst Mary Meeker is leaving Morgan Stanley to join Kleiner Perkins Caufield & Byers, a venture capital firm that backed browser pioneer Netscape Communications in 1994 and search giant Google in 1999

James F. Mullery, a 22-year veteran of the financial services industry, has joined Security Benefit as a corporate senior vice president and president for the company's Personal Retirement Savings initiative set to launch in early 2011.

Most recently, Casesa led Casesa & Co., an advisory firm serving corporations, investors and governments in the auto industry. Prior to that he served as managing director and global coordinator for automotive research at Merrill Lynch and managing director at Wertheim Schroder & Co.

The new senior managing director, who worked on QlikTech;s IPO in July, will advise on technology matters.

This is a remarkable homecoming for Matthew Stahr, the newly appointed president of De Waay Financial Network and De Waay Advisory, the sibling of Clive, Iowa companies that provide brokerage and investment advisory services to clients.

Bay Colony Partners has named Paul G. Escobar senior vice president of its new wealth management division.

Noble will oversee Paulson Wealth Advisor’s expansion throughout the Pacific Northwest region.

CUNA’s Salomone and Hunter follow former boss Dowden to Invest.

Danbury location is the firm’s 12th nationally

The Philadelphia wealth manager hired Susan P. Mucciarone as a senior vice president and director of wealth services.

Morningstar has named Peng Chen, president of its Ibbotson Associates unit, president of its newly formed global investment management division. In this role, Chen will be responsible for the company's investment consulting, retirement advice and investment management operations in North America, Europe, Asia and Australia, including Morningstar Associates, Ibbotson Associates, Morningstar Investment Services, Old Broad Street Research and Seeds Finance.

UBS named Karl Ruppert as the director of a complex with 66 advisors and $5.3 billion of assets.

Los Angeles Lakers forward Lamar Odom has filed suit against the Internal Revenue Service because it would not allow him to deduct $12,000 in fines and $127,000 for fitness training.