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Fidelity, a year after creating a dedicated transition management group, Fidelity Capital Markets, has appointed Kevin Byrne to lead the growing practice.
October 15 -
A year after creating a dedicated transition management group, Fidelity Capital Markets, has appointed Kevin Byrne to lead the growing practice.
October 15 -
Mike Wells will replace Clark Manning as president and chief executive officer.
October 15 -
The investment bank, bracing for increased market activity, named Bob Berry to oversee three senior M&A brokers.
October 15 -
Running an independent wealth management firm with 70 to 80 advisors sounds like a machine of an operation, but Paul Beideman, the chairman and chief executive of Merion Wealth Partners, wants to ensure that each advisor has a personable relationship with his or her clients.
October 14 -
Disgruntled by big-firm groupthink, Erwin, Martin and Rexius set up Sapient as an RIA in Eugene, Ore.
October 14 -
Bank brokerage trade group parts ways with its managing directors.
October 13 -
Joyce Frost and Frank Iacono, former executives at Morgan Stanley, and Chris Frost, formerly of Societe Generale, have partnered to form Riverside Risk Advisors LLC, which offers independent risk assessment, structuring, pricing and execution advice for complex derivative and structured product transactions.
October 13 -
SNW Asset Management, a wholly owned subsidiary of Seattle-Northwest Securities, hired Tim Benzel as an assistant portfolio manager.
October 13 -
The Investment Company Institute’s board of governors has elected its chairman, Edward C. Bernard, vice chairman of T. Rowe Price, to serve a second one-year term.
October 12 -
The Boston fund giant is looking to hire a senior investment analyst within its Asset Allocation Division, an arm that engineers and manages more than $230 billion in assets
October 12 -
Heartland Financial, a diversified financial services company that provides wealth management and banking services, has hired Brian J. Fox as executive vice president of operations, in charge of information technology, deposit operations, treasury management, customer support and human resources. Fox replaced Edward H. Everts, who is retiring on Oct. 16 after 18 years with the company.
October 11 -
How a portfolio sage and fundamental index founder bet right on the market and still lost money.
October 8
Idea Refinery -
Asset manager will continue to recruit more advisors in the Dallas area.
October 7 -
BlackRock hired Chris Leavy as CIO For U.S. Fundamental Equity
October 7 -
The new director of advisor services for Scottrade Advisor Services, will not be making any drastic changes to the asset custodian business that the St. Louis discount retail brokerage launched five years ago.
October 7 -
UBS Wealth Management Americas announced on Thursday it hired a pair of New Jersey advisors from Morgan Stanley Smith Barney.
October 7 -
Sidney J. Weinberg Jr., a senior director at Goldman Sachs and a member of the family central to the firm, died Monday of prostate cancer at age 87 in his home in Marion, Mass.
October 7 -
The advisory services practice was established to help Northern Trusts advisors understand the financial goals of clients in order to offer them specific wealth management services. The practice offers real estate, financial planning, family governance and education, philanthropy, family business, tax planning and wealth transfer.
October 6 -
In a move that further enhances the fixed-income capabilities of the firm, Highmark Capital Management has hired Jeffrey Klein as VP and portfolio manager for its Fixed Income Group, the Union Bank subsidiary said Tuesday.
October 6
