Economy

The two advisers generated $7 million in annual revenue, according to their new employer.

The challenges of new regulations may actually allow independent firms to grow and thrive—particularly those which embrace these four advice-centric features.

The wirehouse had held back on finalizing some aspects of its fiduciary implementation plan until the rule's fate was clearer.

The investment services programs of Athens Federal Community Bank and Androscoggin Bank command $201 million in client assets.

Revenues have slumped, but what’s rising may be a better indicator of the years ahead.

KeyCorp acquired the personal financial management tool for an undisclosed sum.

A clear path has emerged after historic revenue drops among the top independent broker-dealers.

See which independent broker-dealers outpaced their peers at the top line.

This interactive tool gives you the ability to evaluate independent broker-dealers.

The wirehouse's latest hire has 21 years of industry experience.

Executives think algorithmic assistants will be a better solution for wealthy clients than mere software allocating assets for the masses.

The advisers say they want provide better services to female clients.

Bank of America's soon-to-be-released virtual assistant, erica, is being trained to provide personal finance advice.

The former JP Morgan Private Bank adviser focuses on wealthy Latin American clients.

Commissions-based compensation models are losing ground to fee-based ones. But for broker-dealers, the switch isn’t something to be entered into lightly, Michael Kitces writes.

The former Fifth Third program manager will also help Cetera-affiliated banks and credit unions grow their wealth management programs by increasing client wallet share.

The firm picked up teams from Merrill Lynch and Wells Fargo.

The new hire previously generated $1.4 million in annual revenue, according to his new employer.

We've reshuffled our top 25 program managers to list them solely by team production. Here are the top 15.

The regional firm’s new recruits joined in two locations.