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Recruits leave the wirehouse for the independent side at Wells Fargo.
August 25 -
Focus Financial Partners' Chris Dupuy, a former Merrill Lynch executive, talks recruiting, breakaways and why he tells some advisors that independence isn't for them.
August 25 -
Recruits who generated $4.5 million make the move between wirehouses.
August 24 -
The advisors left UBS and Huntington Investment for the Wells Fargo Advisors Financial Network.
August 21 -
When Bank of America shareholders gather next month to decide if Brian Moynihan can keep his chairman title, they wont be the only ones about to weigh in on his career.
August 20 -
Marzano Capital Group joins LPL-affiliated recruiting firm Independent Advisor Alliance.
August 18 -
The Swiss-owned wirehouse said it recruited three Morgan Stanley advisors who generated more than $3 million in annual revenue.
August 17 -
Noyes makes a new addition in an effort to grow the firm's network of financial advisors.
August 17 -
The regional brokerage lured away three recruits from rivals Wells Fargo and Raymond James.
August 17 -
The new recruits joined the firm's employee and independent channels.
August 14 -
The wirehouse recruited a Morgan Stanley team that generated $10 million in annual revenue.
August 11 -
Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective."
August 11 -
The regional broker-dealer's newest branch manager also worked as a complex director for Merrill Lynch.
August 11 -
The 25-year veteran will fill a newly created position overseeing trading activity for the firm's wealth management and capital markets business.
August 10 -
The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer.
August 10 -
Analysis: Smaller firms may sometimes require more due diligence for advisors considering a move. Here's what to look for.
August 10
Mark Elzweig Co. -
Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage.
August 7 -
A Hilliard Lyons wealth manager goes the route of independence after spending than a decade in the employee channel.
August 7 -
The firm will "re-focus" its business on Cetera, which will enter into a "strategic relationship" with Apollo Global Management to offer that firm's sponsored alternative investment products.
August 6 -
The wirehouse collects for breach of a promissory note.
August 6





