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The independent firm founded by former Merrill Lynch executives hired away a recruit from the wirehouse.
February 24 -
These advisers from our BIC Top 50 have either logged the most years in the industry (because seniority counts), or the fewest (so does cracking the top ranks at a young age.)
February 24
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A fresh look at the best pay for advisers at the wirehouses and leading regional broker-dealers.
February 23
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A fresh look at the best pay for advisors at the wirehouses and leading regional broker-dealers.
February 23 -
The manager, who left Raymond James after only two years, also had logged in more than two decades at Morgan Stanley and Merrill Lynch.
February 23 -
In the latest in a series of cases, an arbitration panel has sided with a client against UBS, ordering the wirehouse to pay nearly $1.5 million in damages related to UBS' sale of Puerto Rican bonds and closed-end funds.
February 22
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Janney Montgomery Scott hired six advisors, moving the firm closer to its goal of 50 new recruits this year.
February 19
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Two recruits from Raymond James and Merrill Lynch made the move.
February 18
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Applying for Social Security benefits early doesn't necessarily mean that applicants will receive the benefits early, an advisor explains to 64-year-old widowed client.
February 18 -
Raymond James lost another advisor to Wells Fargos IBD, while several Morgan Stanley advisors made the jump to independence.
February 18 -
The firm hired more than a dozen recruits, mostly from wirehouses.
February 17 -
The wirehouse lost a veteran advisor who generated $1.5 million in annual revenue.
February 17 -
The brokerage firm adjusted its comp plan for advisors in its employee channel, reflecting similar measures taken by Merrill Lynch.
February 15
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The advisors left Credit Suisse, passing on an offer to join rival firm Wells Fargo.
February 15
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While the final revenue figure will not be available until late April, data through the third quarter suggests that bank wealth management businesses may match 2014's record revenue.
February 12
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It was the first major executive shake-up at the wirehouse since President Greg Fleming quit.
February 12
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Two veteran wirehouse advisors joined the independent firm Stratos Wealth Partners, an independent firm affiliated with LPL.
February 11 -
Our annual Top 50 was based on a combination of performance metrics. We've reshuffled the deck to list the advisers based solely on annual production.
February 10
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A FINRA panel ordered the wirehouse to pay a client $95,000 for losses relating to bonds issued by the island commonwealth. By contrast, UBS says it faces more than $1 billion in similar claims.
February 1
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The group, Hoyt, Lewis, traces its roots to Waddell & Reed before joining LPL.
January 28
