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After losing dozens of advisors who managed billions in client assets to UBS, scorned Credit Suisse strikes back with legal challenge.
December 17 -
Regulator could make some "immediate" changes; arbitration reform advocate says he's "hopeful."
December 16 -
A father and son along with their team leave the independent broker-dealer to join the employee side at Ameriprise.
December 16 -
The recruit and his brother form a team at the wirehouse to revive their retired father's advisor group.
December 15 -
The wirehouse added several new recruits to the firm's offices in Boston, Chicago and Cincinnati.
December 14 -
Despite predictions of a coming boom market by Cerulli Associates and others, the leaders of the biggest brokerage firms remain divided about whether to jump into the fray.
December 11 -
The new recruits join from Wells Fargo and Oppenheimer.
December 10 -
The firm could resurrect its U.S. brokerage business online, analysts say. However, Deutsche executives have said they were unsure about their U.S. plans for automated advice.
December 9 -
The wirehouse recruited the mega team from UBS.
December 8 -
The regional broker-dealer said it completed its acquisition of the British bank's U.S. wealth management unit, but it now expects that less than half of the assets under management will transfer over to the firm.
December 8 -
The recruit previously generated $1.3 million in annual revenue.
December 8 -
Snowden Lane's newest wirehouse recruits opened a California office for the independent firm.
December 7 -
The wirehouse's newest hires come from Credit Suisse, which is looking to exit the U.S. wealth management market.
December 7 -
Employees at the wirehouse learned in a memo Thursday that Chris Wolfe was named CIO, among several other changes.
December 4 -
The firm's 2016 comp plans helps continue an emphasis on growing banking and lending businesses – a top strategic priority for the wirehouse, according to President Greg Fleming.
December 3 -
The wirehouse is increasing thresholds on grid ranges and tweaking some awards.
December 3 -
The fast-growing regional B-D agreed to acquire the brokerage unit of Deutsche Asset & Wealth Management and operate it under the Alex. Brown brand.
December 3 -
The recruits include two advisors who joined the employee channel at Ameriprise and three who went over to the firm's independent side.
December 2 -
Here is the best of the best bank advisers, the top half of our Top 50.
December 1 -
This is it, our signature ranking of the top financial advisers in the bank channel.
November 30











