Financial institutions

See which advisors topped this year's list of the biggest producers under age 40.

The advisor and portfolio manager argued that because Barclays failed to live up to its promises he should be relieved of any obligation to repay the signing bonus he received.

Compensation, top producers, elite branch managers, investments trends -- it's all here in a roundup of the 10 most-viewed photo galleries from 2015.

The new recruit moved to the employee side of the regional broker-dealer.

The past year saw some of the biggest moves in recent memory, which may indicate the further dominance of larger teams in the industry, says recruiter Elizabeth McCourt.

The call for nominations is now open for On Wall Street's 9th annual Branch Manager Awards.

A former wirehouse advisor has been building a new firm from the ground up.

The two wirehouses are taking different approaches in their comp plans for next year, with one aiming to herd its more senior advisors away from smaller accounts.

Tammy Petersen will be on federal probation for three years and will have to complete 200 hours of community service for embezzling more than $118,000 from Bank of America customer accounts.

The new recruits moved over to the independent side of the wirehouse.

After losing dozens of advisors who managed billions in client assets to UBS, scorned Credit Suisse strikes back with legal challenge.

Regulator could make some "immediate" changes; arbitration reform advocate says he's "hopeful."

A father and son along with their team leave the independent broker-dealer to join the employee side at Ameriprise.

The recruit and his brother form a team at the wirehouse to revive their retired father's advisor group.

The wirehouse added several new recruits to the firm's offices in Boston, Chicago and Cincinnati.

Despite predictions of a coming boom market by Cerulli Associates and others, the leaders of the biggest brokerage firms remain divided about whether to jump into the fray.

The new recruits join from Wells Fargo and Oppenheimer.

The firm could resurrect its U.S. brokerage business online, analysts say. However, Deutsche executives have said they were unsure about their U.S. plans for automated advice.

The wirehouse recruited the mega team from UBS.

The regional broker-dealer said it completed its acquisition of the British bank's U.S. wealth management unit, but it now expects that less than half of the assets under management will transfer over to the firm.