-
Quarterly profits were down 15% year-over-year due to higher expenses at the firm's U.S. wealth management unit.
February 10
-
A former RBC team that managed $200 million in client assets has signed on with Raymond James' Los Angeles office.
February 9
-
No clarity on how regulators will decide to handle fiduciary standard proposed for broker-dealers, Schapiro said.
February 9 -
Following the success of her latest album and landing three Grammy nominations this year, the megastar's net worth is in the untold millions. With a Merrill Lynch advisor for a father, it begs the question: who is advising the pop star?
February 9
-
The recruit takes on a new role as complex manager at the firms latest office in Birmingham, Ala.
February 6 -
Two veteran wirehouse advisors joined regional broker-dealer Wunderlich.
February 6 -
Merrill Lynch wants to position its wealth managers to better help their clients navigate the hurdles of old age.
February 5
-
Two UBS advisors managing $170 million in assets joined Baird.
February 5 -
These firms have made advisor-friendly cultures a crucial part of their success in both retaining advisors and recruiting new ones.
February 5
-
A Morgan Stanley advisor left the firm to join HighTower.
February 2
-
Recruiters see a banner year for advisor moves, likening the landscape to a seller's market.
February 1 -
Recruiting activity will intensify as seven-year contracts begin to expire. Is now the time to cut a deal? Headhunters weigh in.
February 1 -
"I spent the first 21 years of my professional life in the broadcast industry. ... When youre on deadline, you almost have to become an instant expert," says Edward Jones advisor Alison Gilman Aquino.
January 29 -
Ameriprise Financial reported 33% year-over-year growth in wealth management profits.
January 28 -
Oppenheimer Holdings will pay $20 million to settle U.S. regulatory claims that it improperly sold billions of shares of penny stocks on behalf of an offshore brokerage.
January 27 -
Raymond James & Associates recruited advisors from Oppenheimer & Co. and Wells Fargo Advisors, each with close to $1 million in revenue.
January 27 -
The claim represents more than half the awards handed out by the regulator against advisors so far this month.
January 27
-
Two wirehouse advisors generating $1.3 million in annual revenues joined RBC Wealth Management.
January 27 -
The regional broker-dealer lands three new recruits for its employee channel, including one who managed more than $100 million AUM.
January 26 -
The asset management firm made the new hires during a recruiting push in the last quarter.
January 26
