Financial institutions

The regional BD continues its recruiting spree, adding to the more than 400 advisors it’s already hired in the past year.

Christopher Rollins worked for Goldman Sachs for 16 years and rose to be a managing director before the firm fired him in February 2017.

UBS wades into relative-value strategies with short-term structured notes

The firms may or may not be vying against one another, but their advisor forces are moving in different directions.

Brokerage industry records list one of the winners works at the firm's clearing house in San Jose.

“The industry has not done any favors to young advisors,” says independent advisor Douglas Boneparth.

The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.

One of the firm's two new executives is a wirehouse veteran who started her career at Merrill Lynch in 1990.

Already an aggressive recruiter, the firm upped its advisor head count by 115 during the recent quarter.

The forthcoming changes will build on digital investments the firm has made recently, according to an executive.