Financial planning

Family office advisor Rick Flynn rebrands his practice and teams with two other veterans.

These advisory hubs appeal to those to want both independence and a corporate structure.

Acquisition of Hokanson Associates is just the start, Aspiriant CEO Rob Francais says: “We are open for business.”

The decision to create rather than buy an existing digital platform spurred an emotional response from competitors, Schwab Chief Walt Bettinger tells attendees at its annual Impact conference.

TD Ameritrade named Toronto-Dominion Bank’s Tim Hockey as its next chief executive officer, prompting an executive shuffle at Canada’s largest lender by assets..

Through strategic partnerships, Fintech firms are establishing a bigger toehold in the world of traditional wealth management firms.

Your clients can realize real value from their losing investments, especially amid volatile markets, says Kimberly Foss.

Generate leads through inexpensive and non-cookie-cutter techniques.

A new study says that knowing other people's retirement savings can discourage clients from saving further; Plus, why clients should check 401(k) fees.

SEC Chairwoman Mary Jo White says they are working on a fiduciary rule, but declined to provide a timeline, saying it's "not a short, quick uncomplicated rule making."

With little practice, retirement income planning beginners can use Last Advisor's simple platform and a create plans in well under an hour.

When it comes to financial technology startups, regulators must manage prudent oversight without limiting innovation. An ex-agency head has suggestions how to achieve that balance.

A new Inspector General report faults the security of the computer connections at the Internal Revenue Service.

Which banks are advisors moving to? Nine recently switched to Bank of the West, Citi Private Bank, Franklin Synergy Bank, U.S. Bank and Wilmington Trust.

Family office advisor Rick Flynn rebrands his practice and teams with two other veterans.

This year may be the best time for business-owning clients approaching retirement age to sell.

Attorney Alan Foxman answers readers most pressing regulatory and compliance questions, including from one advisor who ran into troubles after being given authorization by a client to make trades on their behalf.

Finance for Teachers Network helps advisors provide fiduciary financial advice to educators.

When, and when not, to use stop-loss orders to determine the maximum loss for selling a security; Plus, how smart retirement investors profited from the August market plunge.

Family office advisor Rick Flynn rebrands his practice and teams with two other veterans.