Financial planning

What to do when your pension is frozen; 8 tips to maximize your 401(k); Should boomers give millennials money advice?

The pool of FINRA arbitrators lacks diversity, and may be biased as a result, claims an investor advocacy group.

Two wirehouse advisor teams, each managing $400 million in AUM, went independent. But wirehouse and regional broker-dealers did not remain idle: Morgan Stanley recruited advisors managing over $600 million in assets, while Raymond James grabbed a million-dollar producer from Merrill Lynch.

As hackers and scam artists become more sophisticated, screening for scams can be difficult. Advisors must understand the top threats to client data and what might happen in the event of a breach.

Pension dropouts cause pinch; Baby boomers face doctor shortage; 5 things to know before applying for Social Security

A growing number of advisors are using coaching services to help realize their dreams of becoming authors.

The deal will help Gratus Capital Management 'turbo charge' growth, says Focus cofounder Rajini Kodialam.

Lawyers who regularly represent disgruntled clients who make allegations against financial advisors offer reassurance to the vast majority in the industry. Keep the big picture in mind and recognize that only a tiny fraction of financial advisors get sued, they say.

An advisor team with $400 million in client assets has left Wells Fargo to go independent with the help of Dynasty Financial Partners.

One Morgan Stanley CFP uses her bankruptcy to build bridges to her clients and hone her practice.

The list includes 20 CFPs with bankruptcies dating back to March 2009; none are subject to disciplinary action.

The ignorance factor with 401(k)s; Alternatives to conventional housing in retirement; How bartering can make your retirement better

Average starting salaries for accounting and finance professionals in the United States are forecast to rise 3.5% next year, according to the staffing company Robert Half.

Personal Capital's business model is rooted in technology -- but with live advisors and higher fees, the firm wants to duck the "robo" label.

Advisor Jo Ellen Fisher, who allegedly stole nearly $1 million from a 95-year-old client, is barred from the industry and has been sued by her former employer.

Advisors should keep abreast of what their employees post on social media, but also recognize that notions of appropriate online commentary vary among generations.

Security experts recommend advisors use not only passwords, but a more stringent form of verification, known as “two-factor authentication,” for logging into every device and into every data collection system they control.

Here are five tips to help advisory firms comply with and go beyond SEC email requirements.

Mohamed El-Erian, who quit Pacific Investment Management in January amid reports of clashes with Bill Gross, said he was surprised by the events surrounding the departure of the star bond manager last week.

The U.S. Supreme Court will consider giving 401(k) participants more power to sue their plans over investments that impose excessive fees, accepting an appeal tied to a wave of suits against employers.