Fraud detection

Tom Buck was once a top-ranked Barron's advisor at the wirehouse, where he worked for more than 30 years.

A former vice president in the private wealth management group claims she was fired for investigating suspicions that a client might be involved in fraud or money laundering.

Last year, the Democratic senator argued successfully for the termination of Sloan's predecessor as chief executive, John Stumpf.

What led Louis Martin Blazer III to cooperate with federal prosecutors?

Louis Martin Blazer is a "cooperating witness" in the federal case targeting corruption in college basketball.

Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.

The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.

One lawmaker who sponsored the resolutions said the regulations were an “assault on small business retirement plans.”

Her proposal to expand a probe into possible sales abuses was met by resistance from an executive who didn’t want to alienate the bank.