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The government called the companies’ decision to halt their combination “a victory for American consumers and small businesses.”January 13
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Clients have gotten used to less in-person interaction and have reshaped their expectations and behavior accordingly, says Broadridge's Fred Duden.January 13
Global Head of Product DevelopmentBroadridge Financial Solutions
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The “commission free” trading app did not disclose that it collects payment from market makers in exchange for executing trades, according to the lawsuit.December 24
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Without market-leading, high-yield savings accounts, cash management at Betterment and Wealthfront isn’t as attractive as it was in 2019.December 23
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The popular trading app omitted information about its payment for order flow practice, the regulator says.December 17
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The state’s securities regulator claims the popular app uses “gamification” to manipulate customers and fails to prevent frequent outages on its trading platform, among other misconduct.December 16
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With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.December 16
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Regulatory shifts, M&A, new technology — there’s a lot on the horizon for the industry.December 13
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Funding is getting tighter as advisors look towards marketing automation as an engine for growth.December 9
