Investments

Financial advisors can achieve up to 10.25% annual return, betting on recent college graduates who don’t want to damage their credit.

May's $2 billion in outflows is the largest cash pullback on record.

Many younger investors are going it alone to "buy the dip" and banking on a quick rebound, rejecting professional advice amid major market volatility.

Asset management firms say the SEC can't regulate something it hasn't yet defined.

Higher fees, illiquidity and lack of transparency raise questions about suitability.

The regulator charged RiverSource with violating a provision of the Investment Company Act that’s never previously been part of an enforcement action.

The regulator's proposal for sweeping disclosure rules is not making the asset management industry happy.

From high-quality corporate paper to munis, there are surprising deals to be had.

From inflation concerns to an annuities bill circulating in Congress, there is a lot for clients to consider as they plan their exits from the workforce.

The firms respectively settled the regulator’s allegations about suspicious activity reports and the duty of best execution — two major areas of emphasis.

A roundup of the bits of wealth management news you might have missed over the last week.

The new service, which will offer one-on-one advice, is open to people with at least $100,000 in investable assets. It’s part of the company’s ongoing efforts to build a full suite of retail banking products.

In a symposium, SEC Chair Gensler voiced concern about the technologies’ possible conflicts, biases and systematic risks.

Proposed regulations provide the best window into the IRS’s current thinking on a variety of issues to date.

‘Active personalization’, ‘friend-shoring’ and SUVs over Formula 1 race cars.

A study by the EU Business School found that thematic ETFs have higher expenses, higher risks and lower diversification.

Alternative investments such as leveraged or inverse ETFs, complex exchange-traded products and options remain areas of concern to the regulator.

The former JPMorgan Chase executive will will replace Jim Hays, who is retiring.

As ETFs take a larger bite of the market, VanEck discusses how sustainable investing will contribute to the muni space.