Investments

In first appearance before GOP-controlled Financial Services Committee, SEC Chair brushes off criticism over regulation of digital assets.

Regulators accused the investment tech company of costing customers millions of dollars by not reducing their capital gains liability.

Investor advocates argue that Massachusetts was within its right to hold broker-dealers to a higher standard.

The giant financial institution's performance during the first three months of 2023 is being closely watched by the wealth management industry.

While a securities-based loan is more commonly used to buy a fancy house or take a dream vacation, it's also an underused strategy for some affluent investors to pay large tax bills.

Researchers find that performance expectations are highest among people who invest in environmental, social and governance causes for moral reasons.

Four forms in particular contain insights to a client's financial life and how to serve them better. We explain them here.

The Wall Street regulator's sweeping proposal would affect everything from brokerage fees to how stock prices are quoted.

From the mortgage deduction to 1031 exchanges, real estate offers some powerful tax tools for investors.

A young New Yorker has invested in both American and international index funds. How much should he put into each?