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The iShares MSCI Emerging Markets Index rebounded from a four-week low after data showing a slowdown in Chinas expansion bolstered speculation the government will take further steps to stimulate economic growth.
April 17 -
Three advisors for San Diego-based Total Wealth Management -- including one who apparently once worked for the FBI -- now face SEC charges for allegedly paying themselves concealed revenue-sharing fees from investments they recommended to clients.
April 15 -
Madison Dearborn Partners LLC has salvaged its bet on Nuveen Investments Inc. almost seven years after the disastrously timed buyout and two years after a star managers exit derailed plans for an initial public offering.
April 15 -
A New York landlord led by Nicholas Schorsch is set to become the first publicly traded real estate company focused solely on the city when its shares are listed on the New York Stock Exchange today.
April 15 -
From why automation may promote engagement to the reasons behind Vanguards domination of ETF flows in Q1, here are the most notable quotes from the past week's stories.
April 15 -
"Advisors will want to know what will happen to the firms' cultures. Will Nuveen be able to keep its culture? Which firms' culture will prevail?"
April 14 -
The third-largest U.S. bank cut 200 to 300 jobs in its division handling stock and bond trades to shrink costs amid a slump, according to a person familiar with the matter.
April 14 -
From news of ETFs and ETPs rebounding in March to BlackRock shaking up leadership, here's top news impacting mutual fund and ETF managers and providers.
April 14 -
FINRA is examining whether Wall Street firms overcharge investors on some bond trades and whether they unfairly allocate new corporate debt issues to reward certain clients.
April 11 -
Investors are piling into emerging- market exchange-traded funds at the fastest pace in seven months as they dump technology companies in favor of cheaper stocks.
April 9 -
In 2013, fees and commissions from annuity sales produced $3.43 billion in revenue, up 9% from 2012, according to the Michael White Bank Annuity Fee Income Report.
April 8 -
With gold performance often hit or miss, fund managers who focus on this commodity face challenges marketing through the ups and downs.
April 8 -
Americas improving fiscal health is starting to be reflected in the market for Treasuries.
April 7 -
The world's largest mutual fund company pulled in more than 90% of the more than $15 billion that investors poured into U.S.-listed ETFs in Q1, adding fuel to the fire of fund managers and providers who fear Vanguard becoming too big.
April 7 -
From investors scrambling out of ETFs to regulations prompting managers to change distribution strategies, here's top news impacting mutual fund and ETF managers and providers.
April 7 -
Vanguard Group Inc., the worlds largest mutual-fund company, said only a minority of high- frequency traders may be hurting other investors.
April 4 -
World's largest mutual fund company pulled in more than 90% of the more than $15 billion that investors poured into U.S.-listed ETFs in Q1, adding to fears that Vanguard is becoming a near monopoly.
April 4 -
Interest in alternatives is rising among investors as they look to manage volatility in their portfolios - and advisor education is critical to meeting that tidal wave of demand.
April 4 -
Of the 296 funds that picked up Lipper U.S. Fund Awards this year, only nine were peer-group winners for all of the eligible time periods. See the list here.
April 3 -
'People don't understand it, but it sounds bad,' says one advisor. Here are a few ways to frame the conversation.
April 3






