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If enacted as-is, the rules could hurt Wall Street lenders that have been trying to grow their wealth management businesses since the 2008 financial crisis.
May 20
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As the chief executive of an asset management firm that houses the nations third oldest mutual fund, Lisa Jones owns several responsibilities, stretching from operations to business growth.
May 20
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After nearly 18 years with J.P. Morgan, DeLuca is now responsible for developing the marketing plan for the firms retail distribution business in North and South America.
May 19
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A U.S. proposal could make it harder for Wall Street banks to compete for talent against asset managers.
May 19 -
Prosecutors for two years have been investigating alleged front-running and trading ahead of client orders. The new complaint describes events far more recent.
May 18
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Leaving her professional home to join Jeffrey Gundlach in the launching of DoubleLine Capital was a career-defining moment for Bonnie Baha, the director and founder of the firm's global developed credit unit.
May 17 -
State Streets asset management unit said Nick Good and Rory Tobin will take over management of the firms global exchange-traded funds business.
May 17 -
Vanguard founder John Bogle and the DoL's Phyllis Borzi support an investor bill of rights.
May 16
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All of the women selected in this year's Money Management Executive's Top Women in Asset Management Awards are bona fide leaders and innovators, actively seeking solutions to the market, regulatory and operational challenges facing firms.
May 16
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The finalization of the Department of Labors recent fiduciary ruling has left more than one out of three retirement plan service providers uncertain of their professional status, according to a new industry survey.
May 10
