Law and regulation

A roundup of planners and brokers who drew regulatory scrutiny for alleged misconduct.

The strategist, who has long criticized the BRIC idea, changed his views as the Fed appears to have capped long-term U.S. yields, even as it raises rates.

Increased longevity will challenge the performance and use of products, said Sri Reddy, head of full service investments at Prudential Retirement.

The firm's executives said it's too early for government officials to take action based on the studies.

CEO Laurence D. Fink’s restructuring efforts will move $6 billion run by traditional stock pickers into cheaper funds where quants play a role.

"People like you ought to be held to a higher standard because you know better," a judge tells former adviser Charles Banks.

Active managers face headwinds despite an overall positive outlook for the U.S. economy that’s taken hold since the election of President Trump.

The famed manager claimed he was ousted by a "cabal" of executives who wanted a larger share of his bonus.

Asking clinical expertise before investing in complex products is a must for Henrik Rhenman, who manages the $500 million fund.

These products haven’t suffered the same fate as other active portfolios because they offer something that isn’t easy to automate.