M&A
M&A
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New firm registrations have soared by 75% over the past five years, according to Schwab.
November 2 -
Ziegler is the latest in a line of purchases by Stifel and other regional broker-dealers.
November 2 -
The Chicago-based RIA focuses on Midwest to expand its footprint.
October 27 -
CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.
October 27 -
The practice opted for USA Financial after Jackson National sold National Planning's assets.
October 26 -
Advisory firms need private equity capital, but problematic strings may be attached.
October 26 -
CEO Jim Cracchiolo reported record client assets and a sharpened focus under the fiduciary rule.
October 25 -
Speculation about the RIA's future is quelled with a $100 million investment from Thomas H. Lee Partners.
October 25 -
The sale of an asset management firm gives Mariner a capital source to buy RIAs. Lots of them.
October 20 -
The team marks at least the second to opt for a smaller IBD over the nation’s largest.
October 19 -
IHT Wealth Management now has $2.4 billion in client assets.
October 19 -
The move marks the latest in a frenzied period one recruiter describes as “a feast.”
October 19 -
Independent firms need capital, but some top executives question private equity's benefits.
October 18 -
The number of transactions is expected to increase over 20% from 2016.
October 17 -
A recent launch from Flat Rock is designed to provide access to middle-market debt in a new way, according to the firm’s CEO, Robert Grunewald.
October 16 -
Wealth Partners Capital Group's strategy uses a triumvirate, multi-regional method to buying firms.
October 12 -
The acquisition gives Tiedemann $11 billion in AUM, impact investing expertise and a presence in the Northwest.
October 12 -
Chief executive Jay Shah says a public offering will happen, "when the time is right."
October 11 -
An acquisition may pivot on making sure the RIA's nearly 200 advisors stick around after a deal closes.
October 10 -
As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.
October 10

















