Several Senate, House and gubernatorial battles are of interest to financial firms. Here is a spotlight on specific contests, with updates as they become available.

The securities and investment industries have switched parties when it comes to spending ahead of the Nov. 6 midterm elections.

Professional development and service to the community are major benefits of breaking into politics, current and former candidates say.

Gun safety proposals and the Affordable Care Act can be polarizing topics, but this advisor tweets about them anyway — to much success.

Schwab, Vanguard and LPL explained their approach to campaign donations as the industry and its supporting sectors provided $19 million in PAC contributions.

The CEO of Bronfman Rothschild pins his hopes on a nonpartisan message.

Amid a polarized climate, one firm is giving some clients what they've asked for.

The bank continues to battle a series of negative headlines such as erroneous foreclosures, but public and investor reaction has been muted.

Rule supporters say they intend to continue making their case on Capitol Hill.

Get ready to have these conversations with clients given the surprising election results.

Advisers and experts offer insights about the changes and issues the industry will face next year.

Advisers are already prepping clients for sweeping changes coming under President-elect Trump's administration next year.

There's another approach to crafting a regulation that would benefit advisers and clients, RBC Wealth Management's former CEO says.

The new administration will have two paths it can take to stop the regulation from being implemented.

The Republican's hostility to all things Obama sets the stage for dramatic departures on financial regulation.

Never make a major decision after a funeral, the financial advice goes, because grief can warp judgment. And much of the country might as well be wearing black.

What Trump and rising interest rates may mean for advisers.

The proceeds can be used to pay the tax bill from converting a 401(k) and traditional IRA into a Roth account.

While it’s early in the process, a number of names are being floated as possible contenders.