Practice management

Two advisors left Wells Fargo to join Stifel.

For Victoria Collins and Jennifer Cagle, a succession plan was complicated by a pending public offering. One kept a valuable equity stake, the other got the client base.

An advisor managing more than $188 million in client assets joined Raymond James & Associates.

Forty years after it was launched, the IRA has turned into a major retirement vehicle, but it is no longer the same as it was when first introduced in 1974; Plus, three smart ways to maximize your Roth IRA.

Here's what the brokerage industry's disinformation-mongers might be telling senior brokerage executives.

Dan Overbey, president of BISA, and president and CEO of Atlantic Capital Advisors, outlines his top three issues regarding long-term training for bank advisors.

The firm hired the former CEO of Source Capital Group as a regional manager.

Many IRA investors make the mistake of having an extreme stock-and-bond allocation; Plus, the better way to plan retirement withdrawals.

Even the wealthiest clients are happy when their advisors uncover extra cash for them. Here’s how to do it.

In laying out exam priorities for 2015, regulators cite mounting complexity of products and services in the retirement space.

Democrats seem to have no option left to counter a new legislative rule that would block fund reallocation to the Social Security Disability Trust Fund next year; Plus, how to undo a Roth IRA contribution.

Judge has yet to rule on board's request for summary judgment; if granted, the parties would avert trial.

Raymond James lured away a UBS advisor managing more than $120 million in assets.

Anastasios "Tommy" Belesis, the former head of John Thomas Financial, was barred from the brokerage industry for life by FINRA for trading ahead of clients' orders.

Today's advisors must have a robust and engaging digital presence. Here are some tips to help you bring your business into the 21st century.

Increasing the amount would be an added incentive to many people such as workers whose employers do not have a retirement plan; Plus, how new 401(k) contribution limits could help supercharge retirement savings.

The new aggregator offering a succession plan is drawing from experience: "I fit the category, I've been in their shoes," says 60-year old Joe Heider, founder of Cirrus Wealth Management.

Forming a practice with your child or another family member may seem like a great idea, but experts warn they take just as much work as any other partnership.

An Edward Jones advisor managing more than $114 million in client assets joined the Raymond James independent channel.

The firm will offer advisors expanded trust services and support with multi-generational family planning.