Practice management

Waddell & Reed picked up an advisor from rival Edward Jones.

UBS has agreed to compensate 34 Puerto Rico-based investors for their losses in investments in their municipal bond closed ended funds.

In tapping a discharged LPL broker, broker-dealer Wunderlich Securities could face 'reputational risk' and legal headaches, observers say.

What you should know about Social Security; How late-life marriage can hurt your retirement security; Don't let the market downturn do you in

'Fidelity enhances its reputation as a forward-looking firm and Betterment benefits from Fidelity's brand name and access to their advisors,' says industry consultant Tim Welsh.

Wealth management advisory work has evolved from the retail brokerage days of the 1980s, when advisors were considered salespeople.

Female advisors from Raymond James' Private Client Group got a mix of planning tips, technology tricks, strategic advice and female empowerment.

When to take a pension buyout; In hindsight, here's what retirees wish they'd known; Changing jobs too often may shrink Millennials' retirement funds

Global private wealth will grow 40% to $369 trillion by 2019, with more than one quarter of the growth coming from emerging markets, according to Credit Suisse Group AG.

A positive online presence is crucial to the success of an advisor’s reputation.

James Katayanagi allegedly created fake ATM cards and used them to swipe more than $14,000 from eight bank customers.

To obtain approval and funding for security improvements, bank technologists have to make their case by pointing to losses from recent security breaches. But calculating those losses can be tricky.

From stolen cell phones to email scammers and hackers, advisors face numerous threats to the security of sensitive client data. Here are a few simple ways advisors can avoid getting hacked.

Electronic thieves have gotten smarter - and they’re targeting you. These experts can tell you how to beat them.

There's almost no good way of tell a bank customer that her personal data's been stolen. But some banks do a particularly bad job of communicating during a security incident.

Medicare premiums to remain flat; Lackluster savings tarnishing seniors' golden years; Stop tinkering with your retirement portfolio

Experts provide valuable tips for firms to protect sensitive client data from hackers.

A Morgan Stanley advisor duo with $213 million in AUM has left the wirehouse to join RBC Wealth Management.

When hosting a client event, a strategic seating chart can place prospects next to your biggest fans.

A former UBS broker was ordered to pay back the wirehouse $1.75 million of his recruiting bonus – the third such million-dollar judgment against him this year.