Recruiting

The Dynasty-affiliated RIA manages around $15 million on average per client.

The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.

Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.

The move marks the second wirehouse poach for the firm in as many months.

The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.

The group previously generated almost $2 million in annual revenue, according to their new employer.

The advisors come from a firm reported to manage over $5 billion in assets.

A judge issued a ruling after intensely scrutinizing advisors' emails and text messages to clients.

With fewer associate training programs, young bank advisers need to take the initiative to find a mentor and cultivate referrals.

They made the move in part because of the marketing and research resources the firm offers, says new hire Todd Kissel.