Recruiting
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The firm also reported that its advisor ranks were up 2% year-over-year, boosted by its training program.
January 17 -
They were previously part of a team that oversaw $2 billion in assets.
January 17 -
Fourth-quarter profits ticked up a modest 1% year-over-year to $659 million even as number of advisors dropped 2%.
January 12 -
‘This move highlights the increasing regulatory burdens faced by independents and the solutions that Stifel can offer,’ regional director Kevin Ortmeyer says.
January 12 -
Advisors have been ditching some of the larger firms for greater latitude.
January 11 -
The firm has appointed company veteran Doug Brigman to run the Tampa Bay complex.
January 10 -
The group, which oversaw approximately $300 million in client assets, joined the firm's independent broker-dealer.
January 3 -
Independent Financial Group has grabbed 14 practices with 44 advisors from NPH firms since the LPL deal.
January 3 -
The bank, which has about 1,000 financial advisors and relationship managers in the U.S, will drop the agreement on January 8.
January 2 -
Concerned about the wirehouse's "trajectory," Glen D. Smith sought out a business model his kids could join one day.
December 27 -
The pair was drawn to the firm’s “similarly aligned” culture.
December 27 -
The No. 20 IBD unveiled a total of 15 practices joining its ranks in the fourth quarter.
December 21 -
H. Beck’s incoming president brings experience with her new firm’s earlier ownership structure and its custodian's platforms.
December 20 -
The Landmark Group ditched the large firm for Fieldpoint Private, a boutique firm with 28 advisors.
December 19 -
The five consultants spent a combined 55 years at the No. 1 IBD, and they set up shop near two of its main corporate offices.
December 18 -
LPL's acquisition of National Planning Holdings' assets alone resulted in 10 moves of $744 million or more of clients assets.
December 18 -
Regulatory decisions, whistle-blower cases and acquisitions will define wealth management in 2018, and the people here will be the decision-makers who remake the industry.
December 15 -
Exclusive: The No. 4 IBD unveiled a new bank-based team even as its competitor began revealing its retained firms under the acquisition.
December 15 -
The seven new hires joined both the independent and employee channels.
December 14 -
The IBD network says it has added 583 advisors so far this year.
December 14


















