Recruiting
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The 10-person practice, rebranded as Puzzle Wealth Solutions, is led by CEO John Klaas and COO David Millington.
June 21 -
Its parent seeks to support more holistic planning by combining it with two other subsidiaries.
June 18 -
Good Life Companies fosters competition among wealth managers for its own health and runs food stores and a gym.
June 17 -
As technology and diversity take center stage, firms are using new strategies to attract women.
June 17 -
The hybrid firm’s giant parent tapped a new leader as it builds out a growing team with a mission.
June 16 -
The organization seeks to expand on the success of its first year offering the internship-style training in its second summer.
June 16 -
Bill and Chris Hamm admit it’s been something of a rocky start, but they say IFP is saving advisors and clients money compared to a typical wealth manager.
June 15 -
CUNA Mutual Group’s wealth manager of 550 financial advisors will almost certainly represent the largest recruiting move in the sector next year.
June 14 -
Here's what you missed this week in the world of financial advice, including people moves, deals, enforcement, and research.
June 11 -
The Dallas-based hybrid RIA has more than 100 reps, and, if they follow the chief’s exit, it would be the the No. 1 IBD’s largest loss since 2019.
June 11 -
The trio of advisors leaving Commonwealth for the regional firm are its largest “reverse breakaways” ever.
June 7 -
“If you have a superb value proposition and an incredible platform, you’re able to give more of that money back to shareholders,” said CEO Jane Fraser.
June 7 -
Bob Doll, LPL, Advisor Group, Cetera, Northwestern Mutual, Thrivent, Commonwealth Financial, RIA in a Box and other news from around the industry.
June 4 -
Concurrent is catering to breakaway teams assessing their options after back-office frustrations during the coronavirus, co-founder Mike Hlavek says.
June 3 -
The private equity-backed wealth and 401(k) manager drew away an ex-Hightower team as part of its surging growth in the past year.
June 3 -
Four advisors launched a program for RIAs this summer with industry-changing potential.
June 2 -
Raymond James, LPL, Kestra, the SEC, Dynasty, Janney Montgomery Scott, Mercer Global Advisors, Adasina Social Capital, Fidelity and other quick takes from the week in financial advice.
May 28 -
The firm grew its total assets under administration by 30% year-over-year, reaching $530 billion.
May 27 -
The firm serves UHNW clients, and the advisors embarked on a search in order to enable clients to have more access to private investments.
May 27 -
An upbeat picture of industry resilience and silver linings is marred by a gender gap when it comes to job worries. Here’s what we can do about it.
May 26


















