-
United Capital plans for a white label version of its financial life management platform and the firm will be announcing an acquisition of a robo solution in the fourth quarter.
September 23
-
Three wirehouse veterans joined the super regional's employee channel.
September 18 -
The recruit comes from BB&T Scott & Stringfellow, and was previously at Morgan Stanley, according to this On Wall Street exclusive report.
September 17 -
The new recruits opened a new office for Raymond James & Associates, the firm said.
September 16 -
The Canadian-owned brokerage firm promoted a branch manager with 16 years of industry experience.
September 16
-
The firm's latest hires come from Wells Fargo and Edward Jones.
September 14 -
Four advisors left Wells Fargo to join Ameriprise's employee channel.
September 3
-
Originally a small group of female financial professionals, the firm's annual event for women advisors expects more than 260 participants.
August 28 -
The regional brokerage lured away three recruits from rivals Wells Fargo and Raymond James.
August 17 -
The new recruits joined the firm's employee and independent channels.
August 14 -
Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective."
August 11 -
The regional broker-dealer's newest branch manager also worked as a complex director for Merrill Lynch.
August 11 -
The 25-year veteran will fill a newly created position overseeing trading activity for the firm's wealth management and capital markets business.
August 10 -
The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer.
August 10 -
Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage.
August 7 -
A Hilliard Lyons wealth manager goes the route of independence after spending than a decade in the employee channel.
August 7 -
Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds.
August 3 -
Advisors keep slipping away from the regional brokerage while it waits to merge its operations with Stifel.
July 29 -
A $1.6 million producer left J.P. Morgan to rejoin the Canadian bank's U.S. brokerage.
July 23 -
The firm reported solid growth and record advisor productivity in its wealth management business.
July 23
