Regional banks

The bank, which operates in 12 states, is bringing customers in the door even as it cuts its retail square footage by half. The lure? The offer of a financial "checkup" that tens of thousands of people have accepted.

Truxton Trust has just one office, in Nashville, but it boasts clients in some of the wealthiest locales in the country, including Silicon Valley and New York.

The firm suffers declines due to below average market conditions, but sees growth in the rank and file.

Find out which of the largest regional firms were represented. Is your boss on the list?

Client assets also rose 3% at the fast-growing firm, which reported quarterly earnings on Wednesday.

The deal also brings $4 billion in client assets under administration and management, according to a spokeswoman.

Three veteran advisors left the wirehouse to join the super regional.

On Wall Street honors the industry's leading branch managers.

Ameriprise lost several arbitration cases in attempt to claw back more than $800,000 in stock awards the firm gave to two former employees.

Merrill Lynch's John Thiel was pleased the new regulation addresses several "practical concerns" made during the comment period.

The executive's promotion comes as a search is underway to replace retiring CEO John Taft.

Young advisors and other newbies in the industry may want to consider the succession route for success in wealth management.

Firms are offering lucrative packages for top producers. Here's what On Wall Street's annual recruiters panel has to say about landing the best offers.

The regional firm recruited four wirehouse advisors.

The acquisition appears to be progressing smoothly, but insiders caution that advisors can still change their minds between now and when the deal closes in September.

Raymond James is seeking to undo a fired advisor's arbitration win against the firm, arguing that a FINRA arbitration panel exceeded its powers.

The veteran advisor joined the firm as Credit Suisse exits the U.S. wealth management market.

A veteran who worked as broker and recruiter for 20 years joined Securities America’s branch office development recruiting team.

Several wirehouse recruits and an independent team moved to the regional firm.

These advisers from our BIC Top 50 notched the highest ROAs.